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KYC

KYC
What is Know Your Client (KYC)?

Know Your Client (KYC) means identifying and verifying the client’s identity and the identity of the beneficial owner through documents submitted for Proof of Identity (PoI) and Proof of Address (PoA) in compliance with rules, regulations, guidelines, and circulars issued by the Board or any other authority for Prevention of Money Laundering from time to time.

Check Your KYC Status
CVL KRA NDML KRA DOTEX KRA KARVY KRA CAMS KRA
Steps to Check Your KYC Status - CVL KRA
  • Visit https://www.cvlkra.com/ and click on “KYC Inquiry”.
  • Enter your 10-digit PAN with Captcha and click on Submit.
  • Your KYC Status will be displayed as 'KYC Validated / KYC Registered / KYC On-Hold / Under Process’.
Meaning of each KYC status
KYC Validated
  • KYC is registered successfully.
  • You can do any transaction in the securities market, anytime.
KYC Registered
  • You can continue making transactions in your Trading and Demat account without any hassle.
  • You can get your KYC status changed to ‘KYC Validated’ by doing the KYC Update / KYC.
  • Modification process using PAN and XML Aadhaar, Digi-locker or Masked Aadhaar.
  • Once your KYC status changes to “Validated” you can invest in the securities market without any requirement of re- KYC.
Under Process
  • This status shows up if the KYC is recently updated and under processing at KRAs. It takes up to a few days for the KYC status to be updated.
KYC On-Hold / Rejected
  • The KYC status on the KRA’s website shows the reason for ‘KYC On-Hold / Rejected’ status; it could be: Mobile or Email not validated / PAN is not linked with Aadhaar/Deficiency in the KYC documents etc.
  • Please contact our nearest Centre for rectification of discrepancies in KYC documents.
  • Once your KYC status changes to Registered/Validated you will be all set to start a transaction.
KRA Validation Link

The validation links are provided below for your reference:

In case of any difficulties, feel free to contact our Helpdesk for further assistance.

R K Global Shares & Securities Limited (CIN: U99999MH1995PTC174185) is a member of NSE & BSE & MCX & MSEI with SEBI Registration no: INZ000187132, Depository Participant of NSDL Depository with SEBI Registration nos: IN302453 and IN302951. Corporate office: Flat No.5, Sagar Apartment, 6 Tilak Marg, New Delhi - 110001. Compliance Officer : Mr. Sushil Kumar Dhancholia. Contact number: +91-9811024829. Email ID: compliance@rkglobal.in .

Investments in the securities market are subject to market risks, read all the related documents carefully before investing.

Procedure to file a complaint on SEBI SCORES: Register on the SCORES portal. Mandatory details for filing complaints on SCORES include: Name, PAN, Address, Mobile Number, and E-mail ID. Benefits include effective communication and speedy redressal of grievances.

SEBI has established the SMART ODR Portal for resolving disputes in the Indian Securities Market via online conciliation and arbitration. The investor must first log their grievance directly with the Stock Broker via grievances@rkglobal.in . If the grievance is not satisfactorily redressed by the broker, the investor can escalate it via the SEBI SCORES portal. After exhausting the above options, if the investor remains unsatisfied with the outcome, they can initiate dispute resolution through the SMART ODR Portal.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Prevent unauthorized transactions in your trading/demat account. Update your mobile number and email ID with your stock broker/depository participant. Receive transaction alerts and information directly from the Exchanges/Depositories on your registered mobile/email at the end of the day.

Stock brokers can accept securities as margin from clients only by way of a 'margin pledge' created in the depository system (w.e.f. September 1, 2020). Update your mobile number & email ID with your stock broker/DP to receive OTPs directly from the depository to execute pledges. Pay a 20% upfront margin of the transaction value to trade in the cash market segment.

Beware of fixed, guaranteed, or regular returns/capital protection schemes. Brokers, their authorized persons, or their associates are not authorized to offer fixed/guaranteed returns or enter into loan agreements to pay interest on client funds. In the event of a broker default, claims for funds or securities under an indicative/guaranteed return arrangement will not be accepted by the Exchange Protection Fund (IPF).

Do not keep funds idle with the Stock Broker. The broker must return any unutilized credit balance to your bank account within three working days if no transaction has been carried out within the last 30 calendar days. Ensure your running account is settled at least once every 90 days (or 30 days if opted).

Periodically check your Securities, Mutual Funds, and Bonds via the Consolidated Account Statement issued electronically by NSDL/CDSL every month.

No need to issue cheques to subscribe to an IPO. Write your bank account number and sign the application form (or use UPI via ASBA) to authorize your bank to make payment only in case of allotment. No refund delays occur since the money remains blocked safely in your own bank account.

Always carry out due diligence and trade exclusively with market intermediaries registered with SEBI/Exchanges. Do not transfer funds for trading purposes to any individual, unauthorized person, or associate of the broker. All financial transactions must happen solely through the broker's pool bank accounts.

Call Us +91 -33 40142930
Email Us care.kolkata@rkglobal.in
Corporate Office Flat No.5 Sagar Apartment 6 Tilak Marg, New Delhi 110 001
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